Stifel Hires $1.3 Billion Advisor Team From Raymond James
Stifel Financial recruited a former Raymond James Financial financial advisor team that oversaw $1.35 billion in client ...
Financial Planning8h
Stifel recruits $1B+ team from Raymond James: Advisor moves
Stifel pulls a $1.35 billion team from Raymond James, while LPL draws from Edward Jones and Wells Fargo, in advisor moves ...
InvestmentNews1d
Citing 'egregious conduct,' Finra panel awards Stifel clients a stunning $132.5 million
A three-person arbitration panel overseen by Finra Dispute Resolution Services stunned the financial advice industry on ...
Wall Street Regulator Orders Stifel to Pay $133 Million in Structured-Notes Case
The largest arbitration award granted to retail clients is the third ruling against Stifel involving advisor Chuck Roberts.
Financial Planning1d
Stifel hammered with punitive damages in $133M arbitration award
For the second time in about two weeks, a FINRA arbitration panel has cited state statutes to slap a wealth management firm ...
Stifel Nicolaus, Female Employee Settle Sexual Harassment Claims
Stifel Nicolaus & Co. and a female worker who alleged sexual assault, harassment, and retaliation against the wealth ...
Vigil Neuroscience to Present at the Stifel 2025 Virtual CNS Forum
Vigil Neuroscience, Inc. (Nasdaq: VIGL), a clinical-stage biotechnology company committed to harnessing the power of ...
Scotts Miracle-Gro upgraded to Buy at Stifel on valuation
Stifel analyst W. Andrew Carter upgraded Scotts Miracle-Gro (SMG) to Buy from Hold with a lower price target of $70, down from $78. The stock ...
The Manila Times5h
KBW Announces Index Rebalancing for First-Quarter 2025
NEW YORK, March 14, 2025 (GLOBE NEWSWIRE) -- Keefe, Bruyette & Woods, Inc., a leading specialist investment bank to the ...