2019年11月14日 · The OCC and other federal agencies published a final rule amending the regulations that implement section 13 of the Bank Holding Company (BHC) Act, commonly known as the Volcker rule. The effective date for the final rule is January 1, 2020, and the compliance date is January 1, 2021.

2016年3月4日 · The statute gave banking entities a conformance period until July 21, 2014, to comply with the requirements of the Volcker Rule, and the Board extended this period by one year at the time of issuance of the final rule until July 21, 2015. 3 As a general matter, on or after July 21, 2015, a banking entity may not enter into a covered transaction ...

2014年6月12日 · Because of the Volcker Rule’s complexity, the OCC developed these interim examination procedures to help examiners understand and focus on the rule’s key aspects and to work with banks during the conformance period to measure progress toward achieving compliance by July 21, 2015. The procedures emphasize

2020年7月31日 · Buyers and sellers in financial markets trade financial instruments such as bonds, equities, international currencies, and derivatives. Although regulations and best practices guide financial market transactions, these transactions entail a certain degree of risk. The OCC provides guidance and resources for national banks trading in financial markets.

Volcker metrics submissions , ASCII characters can be classified in the following groups: ASCII Character Meaning Status 0-9, 11-12, 14-31 ASCII control characters NOT ALLOWED

2019年8月20日 · Comptroller of the Currency Joseph Otting today signed a final rule amending the "Volcker Rule" to tailor and simplify the rule while maintaining protections core to the safety and soundness of the federal banking system.

2020年6月25日 · The Volcker rule generally prohibits banking entities from engaging in proprietary trading and from acquiring or retaining ownership interests in, sponsoring, or having certain relationships with a hedge fund or private equity fund. Like the proposal, the final rule modifies three areas of the rule by: Streamlining the covered funds portion of ...

2015年11月6日 · The Volcker rule deduction became effective on July 21, 2015, for investments in covered funds made after December 31, 2013. The September 30, 2015, call report is the first in which banking organizations must report Volcker rule deduction amounts.

2019年10月8日 · Community banks generally are exempt from the Volcker rule by statute. The revisions continue to prohibit proprietary trading, while providing greater clarity and certainty for activities allowed under the law. With the changes, the agencies expect that the universe of trades that are considered prohibited proprietary trading will remain ...

The Volcker Rule: Community Bank Applicability . This document provides an overview of the final inter-Agency regulation implementing the Volcker Rule provision of the DoddFrank Act - Final ( Rule) as it applies to banking entities with less than $10 billion in total consolidated assets. The vast majority of these community banks